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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2023-06-21 15:39
Tx date 2023-06-21
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+126,584 vol
6,451,153
Filed 2023-06-21 15:36
Tx date 2023-06-21
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-126,584 vol
0
Filed 2023-06-14 14:47
Tx date 2023-06-07
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately

+126,584 vol
126,584
Filed 2023-04-04 17:26
Tx date 2023-04-04
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 1 (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+6,638 vol
1,061,323
Filed 2023-04-04 17:22
Tx date 2023-04-04
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-6,638 vol
6,324,569
Filed 2023-03-30 15:06
Tx date 2023-03-29
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: Raymond James (Indirect Ownership)
Common Shares US Common Shares
10 - Acquisition or disposition in the public market
$406,320
+54,176 vol
$7.50 each
999,176
Filed 2023-03-28 10:15
Tx date 2023-03-27
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: Raymond James (Indirect Ownership)
Common Shares US Common Shares
10 - Acquisition or disposition in the public market
$707,750
+95,000 vol
$7.45 each
945,000
Filed 2023-03-22 16:33
Tx date 2023-03-15
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately

+6,331,207 vol
Filed 2023-03-22 15:44
Tx date 2023-03-22
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: Raymond James (Indirect Ownership)
Common Shares US Common Shares
11 - Acquisition or disposition carried out privately
$739,000
+100,000 vol
$7.39 each
850,000
Filed 2023-03-22 15:35
Tx date 2023-03-15
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately

+6,331,207 vol
Filed 2023-03-22 15:35
Tx date 2023-03-15
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately

+6,331,207 vol
12,662,414
Filed 2023-03-20 16:03
Tx date 2023-03-15
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately

-6,331,207 vol
Filed 2023-03-20 16:03
Tx date 2023-03-15
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately

-6,331,207 vol
Filed 2023-03-20 16:03
Tx date 2023-03-15
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately

-6,331,207 vol
0
Filed 2022-10-21 08:46
Tx date 2022-10-20
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 1 (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+364,543 vol
1,054,685
Filed 2022-10-21 08:45
Tx date 2022-10-20
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-364,543 vol
0
Filed 2022-10-12 09:23
Tx date 2022-10-11
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+1,698,933 vol
6,331,207
Filed 2022-10-12 09:22
Tx date 2022-10-11
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-1,698,933 vol
0
Filed 2021-09-27 09:51
Tx date 2021-09-22
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: Raymond James (Indirect Ownership)
Common Shares US Common Shares
15 - Acquisition or disposition under a prospectus
$7,500,000
+750,000 vol
$10.00 each
750,000
Filed 2021-09-27 09:46
Tx date 2013-08-20
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: Raymond James (Indirect Ownership)
Common Shares US Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-06-14 13:35
Tx date 2021-06-09
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$22,240
+1,600 vol
$13.90 each
4,632,274
Filed 2021-06-14 13:35
Tx date 2021-06-09
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$33,125
+2,500 vol
$13.25 each
4,630,674
Filed 2021-06-14 13:34
Tx date 2021-06-08
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$47,260
+3,400 vol
$13.90 each
4,628,174
Filed 2021-05-04 15:35
Tx date 2021-04-30
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$61,336
+4,100 vol
$14.96 each
4,624,774
Filed 2021-05-04 15:34
Tx date 2021-04-30
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$74,950
+5,000 vol
$14.99 each
4,620,674
Filed 2021-04-26 13:16
Tx date 2021-04-24
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 1 (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+52,168 vol
690,142
Filed 2021-04-26 13:15
Tx date 2021-04-24
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

-52,168 vol
364,543
Filed 2021-04-26 13:12
Tx date 2021-04-23
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$37,275
+2,500 vol
$14.91 each
4,615,674
Filed 2021-03-10 09:21
Tx date 2021-03-04
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$24,990
+1,700 vol
$14.70 each
4,613,174
Filed 2021-03-10 09:20
Tx date 2021-03-04
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$8,814
+600 vol
$14.69 each
4,611,474
Filed 2021-03-10 09:20
Tx date 2021-03-04
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$75,000
+5,000 vol
$15.00 each
4,610,874
Filed 2021-03-05 15:37
Tx date 2021-03-05
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$24,990
+1,700 vol
$14.70 each
Filed 2021-03-05 15:36
Tx date 2021-03-05
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$8,814
+600 vol
$14.69 each
Filed 2021-03-05 15:36
Tx date 2021-03-05
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$75,000
+5,000 vol
$15.00 each
Filed 2021-03-05 15:56
Tx date 2021-03-02
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$59,470
+3,800 vol
$15.65 each
4,596,774
Filed 2021-03-05 15:37
Tx date 2021-03-05
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$24,990
+1,700 vol
$14.70 each
4,613,174
Filed 2021-03-05 15:36
Tx date 2021-03-05
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$8,814
+600 vol
$14.69 each
4,611,474
Filed 2021-03-05 15:36
Tx date 2021-03-05
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$75,000
+5,000 vol
$15.00 each
4,610,874
Filed 2021-03-05 15:35
Tx date 2021-03-04
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$16,268
+1,100 vol
$14.79 each
4,605,874
Filed 2021-03-05 15:35
Tx date 2021-03-04
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$2,956
+200 vol
$14.78 each
4,604,774
Filed 2021-03-05 15:35
Tx date 2021-03-04
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$11,752
+800 vol
$14.69 each
4,604,574
Filed 2021-03-05 15:34
Tx date 2021-03-04
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$51,450
+3,500 vol
$14.70 each
4,603,774
Filed 2021-03-05 15:34
Tx date 2021-03-03
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$4,692
+300 vol
$15.64 each
4,600,274
Filed 2021-03-05 15:33
Tx date 2021-03-03
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$50,080
+3,200 vol
$15.65 each
4,599,974
Filed 2021-03-02 12:17
Tx date 2021-03-01
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$78,750
+5,000 vol
$15.75 each
4,592,974
Filed 2021-03-01 14:34
Tx date 2021-02-26
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$111,186
+7,100 vol
$15.66 each
4,587,974
Filed 2021-02-22 08:29
Tx date 2021-02-19
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$26,000
+2,000 vol
$13.00 each
4,580,874
Filed 2021-02-22 08:28
Tx date 2021-02-19
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$13,020
+1,000 vol
$13.02 each
4,578,874
Filed 2021-02-22 08:28
Tx date 2021-02-19
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$7,941
+600 vol
$13.23 each
4,577,874
Filed 2021-02-22 08:27
Tx date 2021-02-19
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$26,477
+2,000 vol
$13.24 each
4,577,274
Filed 2020-05-15 13:00
Tx date 2020-05-14
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+8,293 vol
4,575,274
Filed 2020-05-15 12:59
Tx date 2020-05-14
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+291,353 vol
416,711
Filed 2020-05-15 12:56
Tx date 2020-05-14
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 1 (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+564,784 vol
637,974
Filed 2020-05-15 12:53
Tx date 2020-05-14
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-8,293 vol
1,698,933
Filed 2020-05-15 12:52
Tx date 2020-05-14
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-291,353 vol
1,707,226
Filed 2020-05-15 12:51
Tx date 2020-05-14
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-564,784 vol
1,998,579
Filed 2020-03-13 15:16
Tx date 2020-03-12
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$37,760
+6,400 vol
$5.90 each
4,566,981
Filed 2018-04-06
Tx date 2018-03-31
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership

+3,334,873 vol
4,560,581
Filed 2018-04-06
Tx date 2018-03-31
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership

-3,334,873 vol
2,563,363
Filed 2018-02-12
Tx date 2018-02-12
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$601,536
+83,200 vol
$7.23 each
1,225,708
Filed 2018-02-05
Tx date 2018-02-02
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$1,420
+200 vol
$7.10 each
1,142,508
Filed 2018-02-05
Tx date 2018-02-01
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$12,070
+1,700 vol
$7.10 each
1,142,308
Filed 2018-02-01
Tx date 2018-01-30
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$49,280
+7,000 vol
$7.04 each
1,140,608
Filed 2018-02-01
Tx date 2018-01-29
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$59,136
+8,400 vol
$7.04 each
1,133,608
Filed 2018-02-01
Tx date 2018-01-30
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$59,136
+8,400 vol
$7.04 each
Filed 2018-01-30
Tx date 2018-01-30
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$59,136
+8,400 vol
$7.04 each
1,133,608
Filed 2018-01-12
Tx date 2018-01-10
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
11 - Acquisition or disposition carried out privately
$3,850,000
+550,000 vol
$7.00 each
1,125,208
Filed 2018-01-12
Tx date 2018-01-10
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
11 - Acquisition or disposition carried out privately
$3,850,000
+550,000 vol
$7.00 each
Filed 2017-02-02
Tx date 2017-01-31
$
PWC Capital Inc.
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Promissory Notes Promissory Note rate of 7.5% per annum maturing Dec. 31 2017
36 - Conversion or exchange

-$1,000,000 vol
$0
Filed 2017-02-02
Tx date 2017-01-31
$
PWC Capital Inc.
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Notes Promissory Notes rate of 7.5% per annum extended Dec 31 2017
36 - Conversion or exchange

-$6,000,000 vol
$0
Filed 2017-02-02
Tx date 2017-01-31
$
PWC Capital Inc.
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Convertible Preferred Shares Class B Preferred Shares
36 - Conversion or exchange

-217 vol
0
Filed 2017-02-02
Tx date 2017-01-31
$
PWC Capital Inc.
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-175,115,944 vol
0
Filed 2017-02-02
Tx date 2017-01-31
$
PWC Capital Inc.
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
36 - Conversion or exchange

+168,027,279 vol
175,115,944
Filed 2017-02-02
Tx date 2017-01-31
$
PWC Capital Inc.
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
36 - Conversion or exchange

+33,041 vol
7,088,665
Filed 2017-02-02
Tx date 2017-01-31
$VB
VersaBank
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

+4,723,524 vol
5,898,236
Filed 2017-02-02
Tx date 2017-01-31
$
PWC Capital Inc.
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Promissory Notes Series C Notes
36 - Conversion or exchange

-$22,499,000 vol
$0
Filed 2016-03-10
Tx date 2016-03-09
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$4,999,994
+657,894 vol
$7.60 each
1,174,712
Filed 2016-03-08
Tx date 2010-04-30
$PWC
PWC Capital Inc. (formerly Pacific & Western Credit Corp.)
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Promissory Notes Promissory Note rate of 7.5% per annum maturing Dec. 31 2017
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-08
Tx date 2016-03-07
$PWC
PWC Capital Inc. (formerly Pacific & Western Credit Corp.)
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Promissory Notes Promissory Note rate of 7.5% per annum maturing Dec. 31 2017
16 - Acquisition or disposition under a prospectus exemption

+$1,000,000 vol
$1,000,000
Filed 2016-01-05
Tx date 2016-01-04
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$52,546
+9,400 vol
$5.59 each
575,208
Filed 2016-01-04
Tx date 2015-12-31
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 1 (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$75,468
+13,419 vol
$5.62 each
73,190
Filed 2016-01-04
Tx date 2015-12-31
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$707,487
+125,798 vol
$5.62 each
565,808
Filed 2016-01-04
Tx date 2015-12-31
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$184,489
+32,804 vol
$5.62 each
125,358
Filed 2016-01-04
Tx date 2015-12-31
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$44,997
+8,001 vol
$5.62 each
516,818
Filed 2016-01-02
Tx date 2015-12-24
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$44,800
+8,000 vol
$5.60 each
440,010
Filed 2015-12-24
Tx date 2015-12-23
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$30,239
+5,400 vol
$5.60 each
432,010
Filed 2015-12-23
Tx date 2015-12-22
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$75,040
+13,400 vol
$5.60 each
426,510
Filed 2015-12-23
Tx date 2015-12-22
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$556.00
+100 vol
$5.56 each
426,610
Filed 2015-12-23
Tx date 2015-12-21
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$40,880
+7,300 vol
$5.60 each
413,110
Filed 2015-12-21
Tx date 2015-12-18
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$31,359
+5,600 vol
$5.60 each
405,810
Filed 2015-12-21
Tx date 2015-12-17
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$3,360
+600 vol
$5.60 each
400,210
Filed 2015-12-17
Tx date 2015-12-16
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$24,640
+4,400 vol
$5.60 each
399,610
Filed 2015-12-15
Tx date 2015-12-15
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$1,120
+200 vol
$5.60 each
395,210
Filed 2015-12-14
Tx date 2015-12-11
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$24,210
+4,500 vol
$5.38 each
395,010
Filed 2015-12-14
Tx date 2015-12-11
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$2,560
+500 vol
$5.12 each
390,510
Filed 2015-12-14
Tx date 2015-12-11
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$57,240
+10,600 vol
$5.40 each
390,010
Filed 2015-12-09
Tx date 2015-12-08
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$27,500
+5,000 vol
$5.50 each
379,410
Filed 2015-11-25
Tx date 2015-11-25
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$6,954
+1,300 vol
$5.35 each
374,410
Filed 2015-11-25
Tx date 2015-11-24
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$34,905
+6,500 vol
$5.37 each
373,110
Filed 2015-11-23
Tx date 2015-11-20
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$3,234
+600 vol
$5.39 each
507,217
Filed 2015-11-23
Tx date 2015-11-23
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market
$8,480
+1,600 vol
$5.30 each
508,817
Filed 2015-11-09
Tx date 2010-04-30
$PWC
PWC Capital Inc. (formerly Pacific & Western Credit Corp.)
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Notes Promissory Notes rate of 7.5% per annum maturing Jan. 1 2017
00 - Opening Balance-Initial SEDI Report
Filed 2015-11-09
Tx date 2015-10-29
$PWC
PWC Capital Inc. (formerly Pacific & Western Credit Corp.)
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Notes Promissory Notes rate of 7.5% per annum maturing Jan. 1 2017
16 - Acquisition or disposition under a prospectus exemption

+$6,000,000 vol
$6,000,000
Filed 2015-11-09
Tx date 2015-10-29
$PWC
PWC Capital Inc. (formerly Pacific & Western Credit Corp.)
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Notes Promissory Note rate of 7.5% per annum maturing Feb. 26/16
38 - Redemption, retraction, cancellation, repurchase

-$2,800,000 vol
$0
Filed 2015-08-28
Tx date 2015-08-27
$PWC
PWC Capital Inc. (formerly Pacific & Western Credit Corp.)
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Notes Promissory Note rate of 7.5% per annum maturing Feb. 26/16
16 - Acquisition or disposition under a prospectus exemption

+$2,800,000 vol
$2,800,000
Filed 2015-08-28
Tx date 2015-08-27
$PWC
PWC Capital Inc. (formerly Pacific & Western Credit Corp.)
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Promissory Notes Interest rate of 6% per annum maturing on 10/31/2017
38 - Redemption, retraction, cancellation, repurchase

-$1,000,000 vol
$0
Filed 2015-08-28
Tx date 2010-04-30
$PWC
PWC Capital Inc. (formerly Pacific & Western Credit Corp.)
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Notes Promissory Note rate of 7.5% per annum maturing Feb. 26/16
00 - Opening Balance-Initial SEDI Report
Filed 2015-08-19
Tx date 2015-08-18
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$12,360
+2,400 vol
$5.15 each
92,554
Filed 2015-08-19
Tx date 2015-08-17
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$25,250
+5,000 vol
$5.05 each
90,154
Filed 2015-08-14
Tx date 2015-08-10
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$65,145
+12,900 vol
$5.05 each
Filed 2015-08-14
Tx date 2015-08-13
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$3,535
+700 vol
$5.05 each
85,154
Filed 2015-08-14
Tx date 2015-08-11
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$2,525
+500 vol
$5.05 each
84,454
Filed 2015-08-14
Tx date 2015-08-10
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$21,210
+4,200 vol
$5.05 each
83,954
Filed 2015-08-14
Tx date 2015-08-06
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$6,565
+1,300 vol
$5.05 each
79,754
Filed 2015-08-11
Tx date 2015-08-10
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$65,145
+12,900 vol
$5.05 each
91,354
Filed 2015-08-06
Tx date 2015-08-05
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$4,040
+800 vol
$5.05 each
78,454
Filed 2015-06-30
Tx date 2015-06-30
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$44,997
+8,258 vol
$5.45 each
506,617
Filed 2015-06-30
Tx date 2015-06-30
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: RBC Dominion Securities (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$707,487
+129,838 vol
$5.45 each
366,610
Filed 2015-06-30
Tx date 2015-06-30
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 2 (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$184,492
+33,858 vol
$5.45 each
77,654
Filed 2015-06-30
Tx date 2015-06-30
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 1 (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$75,468
+13,850 vol
$5.45 each
59,771
Filed 2015-06-02
Tx date 2015-06-01
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Holder: National Bank Acct # 1 (Indirect Ownership)
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$19,578
+2,682 vol
$7.30 each
45,921
Filed 2015-05-29
Tx date 2015-05-25
$PWC
PWC Capital Inc. (formerly Pacific & Western Credit Corp.)
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Convertible Preferred Shares Class B Preferred Shares
38 - Redemption, retraction, cancellation, repurchase
$-19,575
-783 vol
$25.00 each
217
Filed 2015-05-12
Tx date 2015-05-11
$PWB
Pacific & Western Bank of Canada
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$1,520,590
+208,300 vol
$7.30 each
498,359
Filed 2015-05-12
Tx date 2015-05-11
$PWC
PWC Capital Inc. (formerly Pacific & Western Credit Corp.)
340268 Ontario Limited
3 - 10% Security Holder of Issuer
Direct Ownership
Promissory Notes Interest rate of 6% per annum maturing on 10/31/2017
38 - Redemption, retraction, cancellation, repurchase

-$1,500,000 vol
$1,000,000